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Docket for 02-1196
No. 02-1196
Title:
Securities and Exchange Commission, Petitioner
v.
Charles E. Edwards
Docketed:February 14, 2003
Linked with 03A187
Lower Ct:United States Court of Appeals for the Eleventh Circuit
  Case Nos.:(01-10107)
  Decision Date:August 6, 2002
  Rehearing Denied:November 15, 2002
Questions Presented

~~~Date~~~ ~~~~~~~Proceedings  and  Orders~~~~~~~~~~~~~~~~~~~~~
Feb 13 2003 Petition for writ of certiorari filed. (Response due March 17, 2003)
Mar 13 2003 Brief of respondent Charles E. Edwards in opposition filed.
Mar 17 2003 Motion for leave to file amicus brief filed by North American Securities Administrators Association, Inc.
Mar 17 2003 Motion for leave to file amici brief filed by Florida Dept. of Financial Services, et al.
Mar 17 2003 Motion for leave to file amicus brief filed by Public Investors Arbitration Bar Association, Inc.
Mar 21 2003 Lodging materials received from amici Florida, Alabama and Colorado.
Mar 24 2003 Opposition of respondent to motions of all amici curiae for leave to file briefs as amici curiae filed.
Mar 26 2003 Reply of petitioner Securities and Exchange Commision filed.
Apr 21 2003 Motion for leave to file amicus brief filed by North American Securities Administrators Association, Inc. GRANTED.
Apr 21 2003 Motion for leave to file amicus brief filed by Public Investors Arbitration Bar Association, Inc. GRANTED.
Apr 21 2003 Motion for leave to file amici brief filed by Florida Dept. of Financial Services, et al. GRANTED.
Apr 21 2003 Petition GRANTED.
May 6 2003 Extension of time within which to file the joint appendix and petitioner's brief on the merits to and including June 26, 2003. Brief of respondent is due on or before August 7, 2003.
Jun 26 2003 Brief of petitioner Securities and Exchange Commision filed.
Jun 26 2003 Joint appendix filed.
Jun 26 2003 *Joint appendix in two volumes.
Jun 26 2003 Brief amicus curiae of AARP filed.
Jun 26 2003 Brief amicus curiae of North American Securities Administrators Association, Inc. filed.
Jun 26 2003 Brief amici curiae of Securities Regulators for Florida and Colorado filed.
Jun 26 2003 Brief amicus curiae of Public Investors Arbitration Bar Association, Inc. filed.
Aug 7 2003 Brief of respondent Charles E. Edwards filed.
Aug 19 2003 CIRCULATED.
Aug 19 2003 SET FOR ARGUMENT Tuesday November 4, 2003.
Aug 29 2003 Application (03A187) to extend the time to file a reply brief from September 7, 2003 to September 18, 2003, submitted to Justice Kennedy.
Sep 2 2003 Application (03A187) granted by Justice Kennedy extending the time to file until September 18, 2003.
Sep 4 2003 Letter regarding joint appendix of the Securities and Exchange Commission filed.
Sep 9 2003 Record received from the U.S.C.A. for the 11th Circuit. (1 box) *A portion of this record is sealed.
Sep 9 2003 Record received from the U.S.D.C. for the Northern Dist. of Georgia. (1 box)
Sep 17 2003 Reply of petitioner Securities and Exchange Commision filed.
Oct 29 2003 Motion for leave to file amicus brief out-of-time filed by Financial World Companies, Inc.
Nov 4 2003 Argued. For Petitioner: Theodore B. Olson, Solicitor General, Department of Justice, Washington, DC. For Respondent: Michael K. Wolensky.
Dec 1 2003 Motion for leave to file amicus brief filed by Financial World Companies, Inc. DENIED.
Jan 13 2004 Judgment REVERSED and case REMANDED O'Connor, J. delivered the opinion for a unanimous Court.
Feb 13 2004 JUDGMENT ISSUED.
Feb 18 2004 Record returned for the U.S.C.A. for 11th Circuit and U.S.D.C for Northern District of Georgia returned to U.S.C.A. for the 11th Circuit.
Feb 24 2004 Amended JUDGMENT ISSUED.



~~Name~~~~~~~~~~~~~~~~~~~~~    ~~~~~~~Address~~~~~~~~~~~~~~~~~~   ~~Phone~~~
Attorneys for Petitioner:
Theodore B. Olson Solicitor General(202) 514-2217
United States Department of Justice
950 Pennsylvania Ave., N.W.
Washington, DC  20530-0001
SupremeCtBriefs@USDOJ.gov
Party name: Securities and Exchange Commision
Attorneys for Respondent:
Michael K. Wolensky Kutak Rock LLP(404) 222-4600
    Counsel of Record225 Peachtree St., NE
Suite 2100
Atlanta, GA  30303-1731
michael.wolensky@kutakrock.com
Party name: Charles E. Edwards
Other:
Stacy Canan AARP Foundation Litigation(202) 434-2060
601 E Street, NW
Washington, DC  20049
scanan@aarp.org
Party name: AARP
 
Mark J. Davis NA Securities Administrators Association(202) 737-0900
750 First Street, NE
Suite 1140
Washington, DC  20002
Party name: North American Securities Administrators Association, Inc.
 
John D. Harris Harris Law Firm(602) 340-1234
1741 E. Morten Ave.,
Suite B.
Phoenix, AZ  85020
Party name: Financial World Companies, Inc.
 
Joseph C. Long Public Investors Arbitration(405) 364-5471
2609 Acacia Ct.
Norman, OK  73072
Party name: Public Investors Arbitration Bar Association, Inc.
 
Cynthia K. Maynard 2051 South Wilson Road
Radcliff, KY  40160
Party name: Florida Dept. of Financial Services, et al.

 

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