No. 22-859
 
Title: Securities and Exchange Commission, Petitioner
v.
George R. Jarkesy, Jr., et al.
Docketed: March 9, 2023
Linked with: 22A596, 23A55
Lower Ct: United States Court of Appeals for the Fifth Circuit
   Case Numbers: (20-61007)
   Decision Date: May 18, 2022
   Rehearing Denied: October 21, 2022
Questions Presented
 
Proceedings and Orders
Jan 05 2023 Application (22A596) to extend the time to file a petition for a writ of certiorari from January 19, 2023 to February 17, 2023, submitted to Justice Alito.
Main Document Lower Court Orders/Opinions Proof of Service
Jan 06 2023 Application (22A596) granted by Justice Alito extending the time to file until February 17, 2023.
Jan 26 2023 Application (22A596) to extend further the time from February 17, 2023 to March 20, 2023, submitted to Justice Alito.
Written Request Proof of Service
Jan 30 2023 Application (22A596) granted by Justice Alito extending the time to file until March 20, 2023.
Mar 08 2023 Petition for a writ of certiorari filed. (Response due April 10, 2023)
Petition Proof of Service
Mar 27 2023 Motion to extend the time to file a response from April 10, 2023 to May 10, 2023, submitted to The Clerk.
Main Document
Mar 28 2023 Motion to extend the time to file a response is granted and the time is extended to and including May 10, 2023.
Apr 28 2023 Motion to extend the time to file a response from May 10, 2023 to June 9, 2023, submitted to The Clerk.
Main Document
May 04 2023 Motion to extend the time to file a response is granted in part, and the time is extended to and including May 23, 2023, for all respondents.
May 23 2023 Brief of respondents George R. Jarkesy, Jr., et al. in opposition filed.
Main Document Main Document Main Document
Jun 06 2023 DISTRIBUTED for Conference of 6/22/2023.
Jun 06 2023 Reply of petitioner Securites and Exchange Commission filed. (Distributed)
Main Document Certificate of Word Count
Jun 29 2023 DISTRIBUTED for Conference of 6/29/2023.
Jun 30 2023 Petition GRANTED.
Jul 17 2023 Motion for an extension of time within which to file the briefs on the merits filed.
Main Document
Jul 17 2023 Application (23A55) for leave to file briefs on the merits in excess of the word limits, submitted to Justice Alito.
Main Document Proof of Service
Jul 18 2023 Motion to dispense with printing the joint appendix filed by petitioner Securites and Exchange Commission.
Main Document Proof of Service
Jul 19 2023 Motion to extend the time to file the briefs on the merits granted. The time to file the joint appendix and petitioner's brief on the merits is extended to and including August 28, 2023. The time to file respondents' brief on the merits is extended to and including October 11, 2023.
Jul 20 2023 Brief amicus curiae of Andrew N. Vollmer in support of neither party filed.
Main Document Proof of Service Certificate of Word Count
Jul 26 2023 Application for leave to file briefs on the merits in excess of the word limits (23A55) granted by Justice Alito provided that the opening and response briefs do not exceed 18,000 words each, and that the reply brief does not exceed 8,000 words.
Aug 21 2023 Motion to dispense with printing the joint appendix filed by petitioner GRANTED.
Aug 22 2023 Brief amicus curiae of Professor Ilan Wurman in support of neither party filed.
Main Document Certificate of Word Count Proof of Service
Aug 22 2023 Brief amicus curiae of Anthony Michael Sabino filed.
Main Document Certificate of Word Count Proof of Service
Aug 28 2023 Brief of petitioner Securites and Exchange Commission filed.
Main Document Certificate of Word Count
Aug 28 2023 Brief amicus curiae of Forum of United States Administrative Law Judges in support of neither party filed.
Main Document Certificate of Word Count Proof of Service
Sep 01 2023 Amicus brief of Administrative Law Scholars not accepted for filing. (September 06, 2023)
Sep 01 2023 Brief amici curiae of Administrative Law Scholars (Sept. 12, 2023) filed.
Main Document Certificate of Word Count Proof of Service
Sep 01 2023 Brief amicus curiae of Federal Administrative Law Judges Conference filed.
Main Document Other Proof of Service Certificate of Word Count
Sep 05 2023 Brief amici curiae of Professors John M. Golden and Thomas H. Lee filed.
Main Document Certificate of Word Count Proof of Service
Sep 05 2023 Brief amicus curiae of National Treasury Employees Union filed.
Main Document Certificate of Word Count Proof of Service
Sep 05 2023 Brief amicus curiae of The North American Securities Administrators Association, Inc. filed.
Main Document Certificate of Word Count Proof of Service
Sep 05 2023 Brief amicus curiae of American Bar Association filed.
Main Document Certificate of Word Count Proof of Service
Sep 05 2023 Brief amicus curiae of Association of Administrative Law Judges filed.
Main Document Certificate of Word Count Proof of Service
Sep 05 2023 Brief amicus curiae of Jed H. Shugerman filed.
Main Document Certificate of Word Count Proof of Service
Sep 05 2023 Brief amicus curiae of Public Citizen filed.
Main Document Certificate of Word Count Proof of Service
Sep 26 2023 Motion of Administrative Law Scholars for leave to participate in oral argument as amici curiae and for divided argument filed.
Main Document Proof of Service
Oct 04 2023 Amicus brief of Morris & Dickson not accepted for filing. (Corrected version submitted--October 06, 2023.)
Oct 04 2023 Brief amicus curiae of Morris & Dickson (Oct. 10, 2023) filed.
Main Document Certificate of Word Count Proof of Service
Oct 11 2023 Brief of respondents George R. Jarkesy, Jr., et al. filed.
Main Document Certificate of Word Count Proof of Service
Oct 12 2023 SET FOR ARGUMENT on Wednesday, November 29, 2023.
Oct 13 2023 Record requested from the United States Court of Appeals for the Fifth Circuit.
Oct 16 2023 Brief amicus curiae of Americans for Prosperity Foundation filed.
Main Document Certificate of Word Count Proof of Service
Oct 17 2023 Brief amicus curiae of Competitive Enterprise Institute filed.
Main Document Certificate of Word Count Proof of Service
Oct 17 2023 Brief amicus curiae of Washington Legal Foundation filed.
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of American Bankers Association, American Association of Bank Directors, and Bank Policy Institute filed. ( Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of Claremont Institute's Center for Constitutional Jurisprudence filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of Independent Women's Law Center filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of TotalEnergies Gas & Power North America, Inc. filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of The Institute for Justice, Sun Valley Orchards, LLC, Procraft Masonry, LLC, and C.S. Lawn & Landscape, Inc. filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of Atlantic Legal Foundation filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of Pioneer Public Interest Law Center filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of Energy Transfer LP filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of New Civil Liberties Alliance filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of State of West Virginia and 17 Other States filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of Cato Institute filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of Phillip Goldstein, Nelson Obus, Mark Cuban, Elon Musk, Manouch Moshayedi, and Investor Choice Advocates Network filed. (Distributed)
Main Document Proof of Service Certificate of Word Count
Oct 18 2023 Brief amicus curiae of America First Policy Institute filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of Liberty Justice Center filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amicus curiae of David Julian filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of CTIA-The Wireless Association, USTelecom-The Broadband Association, and Competitive Carriers Association filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of Constitutional Originalists Edwin Meese III, Steven G. Calabresi, and Garry S. Lawson filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of Chamber of Commerce of the United States, the National Federation of Independent Small Business Legal Center, Inc., and Business Roundtable filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 18 2023 Brief amici curiae of Advancing American Freedom, et al. filed. (Distributed)
Main Document Certificate of Word Count Proof of Service
Oct 19 2023 CIRCULATED
Oct 25 2023 Electronic record received from the United States Court of Appeals for the Fifth Circuit.
Oct 30 2023 Motion of Administrative Law Scholars for leave to participate in oral argument as amici curiae and for divided argument DENIED.
Nov 13 2023 Reply of petitioner Securites and Exchange Commission filed. (Distributed)
Main Document Proof of Service
Nov 29 2023 Argued. For petitioner: Brian H. Fletcher, Principal Deputy Solicitor General, Department of Justice, Washington, D. C. For respondents: S. Michael McColloch, Dallas, Tex.
Jun 27 2024 Judgment is AFFIRMED and case REMANDED. Roberts, C. J., delivered the opinion of the Court, in which Thomas, Alito, Gorsuch, Kavanaugh, and Barrett, JJ., joined. Gorsuch, J., filed a concurring opinion, in which Thomas, J., joined. Sotomayor, J., filed a dissenting opinion, in which Kagan and Jackson, JJ., joined.
Jul 29 2024 Judgment Issued.
Main Document
Attorneys
Attorneys for Petitioners
Elizabeth B. Prelogar
Counsel of Record
Solicitor General
United States Department of Justice
950 Pennsylvania Avenue, NW
Washington, DC 20530-0001

SUPREMECTBRIEFS@USDOJ.GOV
Ph: 202-514-2217
Party name: Securites and Exchange Commission


Attorneys for Respondents
Sidney Michael McColloch
Counsel of Record
S. Michael McColloch, PLLC
6060 N. Central Expressway
Suite 500
Dallas, TX 75206

SMM@MCCOLLOCH-LAW.COM
Ph: 2146741868
Party name: George R. Jarkesy, Jr., et al.


Karen Lundskow Cook
Karen Cook, PLLC
6060 N. Central Expressway
Suite 500
Dallas, TX 75206

KAREN@KARENCOOKLAW.COM
Ph: 2147299098
Party name: George R. Jarkesy, Jr., et al.


Other Attorneys
Manuel G. Berrelez
Counsel of Record
Vinson and Elkins LLP
2001 Ross Ave.
Suite 3900
Dallas, TX 75201

MBERRELEZ@VELAW.COM
Ph: 214-220-7709
Party name: American Bankers Association, American Association of Bank Directors, and Bank Policy Institute


Anastasia Paulinna Boden
Counsel of Record
Cato Institute
1000 Massachusetts Ave. NW
Washington, DC 20001

aboden@cato.org
Ph: 202-216-1414
Party name: Cato Institute


Anthony Thomas Caso
Counsel of Record
Constitutional Counsel Group
1628 N Main St. #289
Salinas, CA 93906

ATCASO@CCG1776.COM
Ph: 916-601-1916
Party name: Claremont Institute's Center for Constitutional Jurisprudence


Ronald William Chapman II
Counsel of Record
Chapman Law Group
1441 W. Long Lake Road, Suite 310
Troy, MI 48098

rwchapman@chapmanlawgroup.com
Ph: (248) 644-6326
Party name: Federal Administrative Law Judges Conference


Jeffrey Benjamin Dubner
Counsel of Record
Democracy Forward Foundation
P.O. Box 34553
Washington, DC 20043

Jdubner@democracyforward.org
Ph: (202) 448-9090
Party name: Jed H. Shugerman


Lawrence S. Ebner
Counsel of Record
Atlantic Legal Foundation
1701 Pennsylvania Ave NW, Suite 200
Washington, DC 20006

lawrence.ebner@atlanticlegal.org
Ph: 202-729-6337
Party name: Atlantic Legal Foundation


Steven Andrew Engel
Counsel of Record
Dechert LLP
1900 K Street, NW
Washington, DC 20006

STEVEN.ENGEL@DECHERT.COM
Ph: (202) 261-3369
Party name: Chamber of Commerce of the United States, the National Federation of Independent Small Business Legal Center, Inc., and Business Roundtable


Deborah Delores Enix-Ross
Counsel of Record
American Bar Association
321 N. Clark St.
Chicago , IL 60654

AMICUSBRIEFS@AMERICANBAR.ORG
Ph: 312-988-5000
Party name: American Bar Association


Steven Anson Glazer
Counsel of Record
FORUM of United States Administrative Law Judges
P.O. Box 14076
Washington, DC 20044

forumalj@gmail.com
Ph: (301) 332-9214
Party name: FORUM of United States Administrative Law Judges


Hyland Hunt
Counsel of Record
Deutsch Hunt, PLLC
300 New Jersey Ave., NW
Suite 900
Washington, DC 20001

HHUNT@DEUTSCHHUNT.COM
Ph: 2028686915
Party name: Association of Administrative Law Judges


Robert Everett Johnson
Counsel of Record
Institute for Justice
16781 Chagrin Blvd. #256
Shaker Heights, OH 44120

rejohnson83@gmail.com
Ph: (703) 682-9320
Party name: The Institute for Justice, Sun Valley Orchards, LLC, Procraft Masonry, LLC, and C.S. Lawn & Landscape, Inc.


Thomas Michael Johnson Jr.
Counsel of Record
Wiley Rein LLP
2050 M Street NW
Washington, DC 20036

TMJOHNSON@WILEY.LAW
Ph: 2027194550
Party name: CTIA-The Wireless Association, USTelecom-The Broadband Association, and Competitive Carriers Association


Richard Polk Lawson
Counsel of Record
Gardner Brewer Hudson
400 N. Ashley Dr.
Suite 1100
Tampa, FL 33602

RLAWSON@GARDNERBREWER.COM
Ph: 813-952-8882
Party name: America First Policy Institute


Thomas H. Lee
Counsel of Record
Hughes, Hubbard & Reed
One Battery Park Plaza
New York, NY 10004

thomas.lee@hugheshubbard.com
Ph: 3473246000
Party name: Professors John M. Golden and Thomas H. Lee


Margaret Ann Little
Counsel of Record
New Civil Liberties Alliance
1225 19th St. NW, Suite 450
Washington, DC 20036-0000

PEGGY.LITTLE@NCLA.ONMICROSOFT.COM
Ph: 2028695212
Party name: New Civil Liberties Alliance


Matthew Theodore Martens
Counsel of Record
WilmerHale
2100 Pennsylvania Avenue, NW
Washington, DC 20037

MATTHEW.MARTENS@WILMERHALE.COM
Ph: 202-663-6000
Party name: David Julian


Vincente Leon Martinez
Counsel of Record
North American Securities Administrators Assoc.
750 First Street, NE, Suite 990
Washington, DC 20002

vmartinez@nasaa.org
Ph: 202-3680419
Party name: The North American Securities Administrators Association, Inc.


Jeremy Charles Marwell
Counsel of Record
Vinson & Elkins LLP
2200 Pennsylvania Avenue, NW, Suite 500W
Washington, DC 20037

JMARWELL@VELAW.COM
Ph: 202-639-6507
Party name: TotalEnergies Gas & Power North America, Inc.


John Mercer Masslon II
Counsel of Record
Washington Legal Foundation
2009 Massachusetts Ave. NW
Washington, DC 20036

JMASSLON@WLF.ORG
Ph: (202) 588-0302
Party name: Washington Legal Foundation


Hashim M. Mooppan
Counsel of Record
Jones Day
51 Louisiana Avenue, NW
Washington, DC 20001

HMMOOPPAN@JONESDAY.COM
Ph: 2028793744
Party name: Morris & Dickson


Nicolas Morgan
Counsel of Record
Paul Hastings LLP
515 South Flower Street, 25th Floor
Los Angeles, CA 90071

nicolasmorgan@paulhastings.com
Ph: (213) 683-6181
Party name: Phillip Goldstein, Nelson Obus, Mark Cuban, Elon Musk, Manouch Moshayedi, and Investor Choice Advocates Network


Alan B. Morrison
Counsel of Record
George Washington Law School
2000 H Street NW
Washington, DC 20052

ABMORRISON@LAW.GWU.EDU
Ph: 2029947120
Party name: Administrative Law Scholars


Ashley C. Parrish
Counsel of Record
King & Spalding LLP
1700 Pennsylvania Ave. NW
Washington, DC 20006

APARRISH@KSLAW.COM
Ph: (202) 737-0500
Party name: Pioneer Public Interest Law Center


Michael David Pepson
Counsel of Record
Americans for Prosperity Foundation
1310 N. Courthouse Rd., Ste. 700
Arlington, VA 22201

mpepson@afphq.org
Ph: 5713294529
Party name: Americans for Prosperity Foundation


Anthony Michael Sabino
Counsel of Record
Sabino & Sabino, P.C.
92 Willis Avenue, 2nd Floor
Mineola, NY 11501

ANTHONY.SABINO@SABINOLAW.COM
Ph: 516-294-3199
Party name: Anthony Michael Sabino


Gene Clayton Schaerr
Counsel of Record
Schaerr | Jaffe
1717 K Street NW, Suite 900
Washington, DC 20006

GSCHAERR@SCHAERR-JAFFE.COM
Ph: 202-787-1060
Party name: Independent Women's Law Center


William S. Scherman
Counsel of Record
Vinson & Elkins
2200 Pennsylvania Avenue NW
Washington, DC 20037

wscherman@velaw.com
Ph: 202-256-7000
Party name: Energy Transfer LP


Lindsay Sara See
Office of the West Virginia Attorney General
State Capitol Complex
Building 1, Room E-26
Charleston, WV 25305

LINDSAY.S.SEE@WVAGO.GOV
Ph: 3045582021
Party name: State of West Virginia and 17 Other States


Loren Ariela Seehase
Counsel of Record
Liberty Justice Center
440 N. Wells Street
Suite 200
Chicago, IL 60654

lseehase@libertyjusticecenter.org
Ph: 312-637-2280
Party name: Liberty Justice Center


Kathryn Elizabeth Tarbert
Schaerr Jaffe LLP
1717 K Street NW
Suite 900
Washington, DC 20006

ktarbert@schaerr-jaffe.com
Ph: 2027871060
Party name: Independent Women's Law Center


Andrew N. Vollmer
Counsel of Record
Mercatus Center at George Mason University
3434 Washington Boulevard
Arlington, VA 22201

andrew.vollmer@gmail.com
Ph: 703-993-8840
Party name: Andrew N. Vollmer


Amit Ramnik Vora
Counsel of Record
Kasowitz Benson Torres LLP
1633 Broadway
New York, NY 10019

avora@kasowitz.com
Ph: 2038878158
Party name: Constitutional Originalists Edwin Meese III, Steven G. Calabresi, and Garry S. Lawson


Charles Devin Watkins
Counsel of Record
Competitive Enterprise Institute
1310 L Street NW, 7th Floor
Washington, DC 20005

devin.watkins@cei.org
Ph: 503-753-8104
Party name: Competitive Enterprise Institute


John Marc Wheat
Counsel of Record
Advancing American Freedom, Inc.
801 Pennsylvania Ave., NW
Suite 930
Washington, DC 20004-2729

MWHEAT@ADVANCINGAMERICANFREEDOM.COM
Ph: (202) 780-4848
Party name: Advancing American Freedom, Inc.


Michael Ray Williams
Counsel of Record
Office of the West Virginia Attorney General
State Capitol Complex, Bldg. 1, Rm E-26
1900 Kanawha Blvd. E
Charleston, WV 25305

michael.r.williams@wvago.gov
Ph: (681) 313-4511
Party name: State of West Virginia and 17 Other States


Julie Marie Wilson
Counsel of Record
800 K Street, NW
Suite 1000
Washington, DC 20001

JULIE.WILSON@NTEU.ORG
Ph: 703-352-3325
Party name: National Treasury Employees Union


Ilan Wurman
Counsel of Record
Sandra Day O'Connor College of Law
111 E. Taylor St , MC 9520
Phoenix, AZ 85004

ilan.wurman@asu.edu
Ph: 480-965-2245
Party name: Professor Ilan Wurman


Allison M. Zieve
Counsel of Record
Public Citizen Litigation Group
1600 20th Street NW
Washington, DC 20009

AZIEVE@CITIZEN.ORG
Ph: 202-588-1000
Party name: Public Citizen