| No. 20-222 | |
| Title: | Goldman Sachs Group, Inc., et al., Petitioners v. Arkansas Teacher Retirement System, et al. |
| Docketed: | August 25, 2020 |
| Lower Ct: | United States Court of Appeals for the Second Circuit |
| Case Numbers: | (18-3667) |
| Decision Date: | April 7, 2020 |
| Rehearing Denied: | June 15, 2020 |
| Questions Presented | |
| Date | Proceedings and Orders |
| Aug 21 2020 | Petition for a writ of certiorari filed. (Response due September 24, 2020) |
| PetitionAppendixCertificate of Word CountProof of Service | |
| Aug 25 2020 | Blanket Consent filed by Petitioner, Goldman Sachs Group, Inc., et al. |
| Blanket Consent | |
| Sep 08 2020 | Motion to extend the time to file a response from September 24, 2020 to October 23, 2020, submitted to The Clerk. |
| Main Document | |
| Sep 08 2020 | Blanket Consent filed by Respondent, Arkansas Teacher Retirement System, et al. |
| Blanket Consent | |
| Sep 09 2020 | Motion to extend the time to file a response is granted and the time is extended to and including October 23, 2020. |
| Sep 24 2020 | Brief amicus curiae of Washington Legal Foundation filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Sep 24 2020 | Brief amicus curiae of Retail Litigation Center, Inc. filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Sep 24 2020 | Brief amici curiae of Former SEC Officials and Law Professors filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Sep 24 2020 | Brief amicus curiae of The Society for Corporate Governance filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Sep 24 2020 | Brief amici curiae of Securities and Financial Markets Association, et al. filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Sep 24 2020 | Brief amici curiae of Financial Economists filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Oct 21 2020 | Brief of respondents Arkansas Teacher Retirement System, et al. in opposition filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Oct 21 2020 | Motion of petitioner to delay distribution of the petition for a writ of certiorari under Rule 15.5 from November 4, 2020 to November 17, 2020, submitted to The Clerk. |
| Main Document | |
| Oct 26 2020 | Motion to delay distribution of the petition for a writ certiorari until November 17, 2020 granted. |
| Nov 17 2020 | DISTRIBUTED for Conference of 12/4/2020. |
| Nov 17 2020 | Reply of petitioners Goldman Sachs Group, Inc., et al. filed. (Distributed) |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Dec 07 2020 | DISTRIBUTED for Conference of 12/11/2020. |
| Dec 11 2020 | Petition GRANTED. |
| Jan 14 2021 | Blanket Consent filed by Respondent, Arkansas Teacher Retirement System, et al. |
| Blanket Consent | |
| Jan 14 2021 | Blanket Consent filed by Petitioner, Goldman Sachs Group, Inc., et al. |
| Blanket Consent | |
| Jan 25 2021 | Brief of petitioners Goldman Sachs Group, Inc., et al. filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Jan 25 2021 | Joint appendix (2 volumes & 1 supplemental) filed. (Statement of costs filed) |
| Main DocumentMain DocumentMain DocumentProof of Service | |
| Feb 01 2021 | SET FOR ARGUMENT on Monday, March 29, 2021. |
| Feb 01 2021 | Brief amicus curiae of United States support of neither party filed. |
| Main DocumentProof of Service | |
| Feb 01 2021 | Brief amicus curiae of Retail Litigation Center, Inc. filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Feb 01 2021 | Brief amici curiae of American International Group, Inc. et al. filed. |
| Main DocumentProof of ServiceCertificate of Word Count | |
| Feb 01 2021 | Brief amici curiae of Financial Economists filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Feb 01 2021 | Brief amicus curiae of Washington Legal Foundation filed. |
| Proof of ServiceMain DocumentCertificate of Word Count | |
| Feb 01 2021 | Brief amici curiae of Securities and Financial Markets Association, et al. filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Feb 01 2021 | Brief amici curiae of Former SEC Officials and Law Professors filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Feb 01 2021 | Brief amicus curiae of The Society for Corporate Governance filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Feb 04 2021 | Record requested from the U.S.C.A. 2nd Circuit. |
| Feb 11 2021 | Record from the U.S.C.A. 2nd Circuit, along with SEALED material been electronically filed. |
| Feb 11 2021 | Record from the U.S.D.C. Southern District of New York is electronic and located on Pacer, with the exception of 1 Box of Sealed records. |
| Feb 22 2021 | CIRCULATED. |
| Feb 24 2021 | Brief of respondents Arkansas Teacher Retirement System, et al. filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Feb 26 2021 | Motion of the Acting Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument filed. |
| Proof of ServiceMain Document | |
| Mar 03 2021 | Brief amicus curiae of Better Markets, Inc. filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amici curiae of Former SEC Officials filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amicus curiae of The North American Securities Administrators Association, Inc. filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amici curiae of Financial Economists filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amici curiae of Evidence Law Professors filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amici curiae of Institutional Investors filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amici curiae of Professors of Securities Law and Complex Litigation filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amici curiae of State of New Mexico et al. filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amici curiae of Public Citizen and Public Citizen Foundation filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 03 2021 | Brief amicus curiae of National Association of Shareholder and Consumer Attorneys filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 08 2021 | Motion of the Acting Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument GRANTED. |
| Mar 19 2021 | Reply of petitioners Goldman Sachs Group, Inc., et al. filed. (Distributed) |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 29 2021 | Argued. For petitioners: Kannon K. Shanmugam, Washington, D. C. For United States, as amicus curiae: Sopan Joshi, Assistant to the Solicitor General, Department of Justice, Washington, D. C. For respondents: Thomas C. Goldstein, Bethesda, Md. |
| NAME | ADDRESS | PHONE |
| Attorneys for Petitioners | ||
| Kannon K. Shanmugam Counsel of Record | Paul, Weiss, Rifkind, Wharton & Garrison LLP 2001 K Street, N.W. Washington, DC 20006 kshanmugam@paulweiss.com | (202) 223-7300 |
| Party name: Goldman Sachs Group, Inc., et al. | ||
| Attorneys for Respondents | ||
| Thomas C. Goldstein Counsel of Record | Goldstein & Russell, P.C. 7475 Wisconsin Ave. Suite 850 Bethesda, MD 20814 tgoldstein@goldsteinrussell.com | 2023620636 |
| Party name: Arkansas Teacher Retirement System, et al. | ||
| Other | ||
| Elizabeth B. Prelogar Counsel of Record | Acting Solicitor General United States Department of Justice 950 Pennsylvania Avenue, NW Washington, DC 20530-0001 SupremeCtBriefs@USDOJ.gov | 202-514-2217 |
| Party name: United States | ||
| Rachel Sarah Bloomekatz Counsel of Record | Bloomekatz Law LLC 1148 Neil Avenue Columbus, OH 43201 rachel@bloomekatzlaw.com | 614-259-7611 |
| Party name: Evidence Law Professors | ||
| Joseph Carl Cecere Counsel of Record | Cecere, PC 6035 McCommas Blvd. Dallas, TX 75206 ccecere@cecerepc.com | 469-600-9455 |
| Party name: Institutional Investors | ||
| Todd G. Cosenza Counsel of Record | Willkie, Farr & Gallagher, LLP 787 Seventh Avenue New York, NY 10019 tcosenza@willkie.com | 212-728-8677 |
| Party name: Former SEC Officials and Law Professors | ||
| Daniel L. Geyser Counsel of Record | Alexander Dubose & Jefferson LLP Walnut Glen Tower 8144 Walnut Hill Lane, Ste. 1000 Dallas, TX 75231 dgeyser@adjtlaw.com | 214-396-0441 |
| Party name: Financial Economists (Bottomside) | ||
| Deepak Gupta Counsel of Record | Gupta Wessler PLLC 1900 L Street, NW Suite 312 Washington, DC 20036 deepak@guptawessler.com | (202) 888-1741 |
| Party name: Professors of Securities Law and Complex Litigation | ||
| Susan E. Hurd Counsel of Record | Alston & Bird LLP 1201 West Peachtree Street Atlanta, GA 30309 susan.hurd@alston.com | 404-881-7572 |
| Party name: Retail Litigation Center, Inc. | ||
| Michael Courtney Keats Counsel of Record | Fried, Frank, Harris, Shriver & Jacobson LLP One New York Plaza New York, NY 10004 michael.keats@friedfrank.com | (212) 859-8914 |
| Party name: Financial Economists | ||
| Wendy Liu Counsel of Record | Public Citizen Litigation Group 1600 20th Street NW Washington, DC 20009 wliu@citizen.org | 202-588-1000 |
| Party name: Public Citizen and Public Citizen Foundation | ||
| Jeremy Charles Marwell Counsel of Record | Vinson & Elkins LLP 2200 Pennsylvania Avenue, NW, Suite 500W Washington, DC 20037 jmarwell@velaw.com | 202-639-6507 |
| Party name: The Society for Corporate Governance | ||
| Laura Helen Posner Counsel of Record | Cohen Milstein Sellers & Toll PLLC 88 Pine Street, 14th Floor New York, NY 10005 lposner@cohenmilstein.com | 212-220-2925 |
| Party name: The North American Securities Administrators Association, Inc. | ||
| Lyle Roberts Counsel of Record | Shearman & Sterling LLP 401 9th Street, NW Suite 800 Washington, DC 20004 lyle.roberts@shearman.com | 202 508-8108 |
| Party name: Washington Legal Foundation | ||
| John Paul Schnapper-Casteras Counsel of Record | Schnapper-Casteras PLLC 1717 K Street NW Suite 900 Washington, DC 20006 jpsc@schnappercasteras.com | (202) 630-3644 |
| Party name: Better Markets, Inc. | ||
| Carolyn E. Shapiro Counsel of Record | Schnapper-Casteras PLLC 1717 K Street NW Suite 900 Washington, DC 20006 cshapiro@schnappercasteras.com | (202) 630-3644 |
| Party name: Former SEC Officials | ||
| Gregory Silbert Counsel of Record | Weil Gotshal & Manges LLP 767 Fifth Avenue New York, NY 10153 gregory.silbert@weil.com | (212) 310 8846 |
| Party name: American International Group, Inc. And Chubb Group Holdings Inc. | ||
| Nicholas Mark Sydow Counsel of Record | Office of the New Mexico Attorney General 201 Third St., Suite 300 Albuquerque, NM 87102 nsydow@nmag.gov | 505-717-3571 |
| Party name: State of New Mexico, et al. | ||
| Ernest A. Young Counsel of Record | 3208 Fox Terrace Drive Apex, NC 27502 young@law.duke.edu | (919) 360-7718 |
| Party name: National Association of Shareholder and Consumer Attorneys | ||
| Jonathan K. Youngwood Counsel of Record | Simpson Thacher & Bartlett, LLP 425 Lexington Avenue New York, NY 10017 JYoungwood@STBLAW.com | 2124553539 |
| Party name: Securities and Financial Markets Association, et al. | ||