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Docket for 11-1274
No. 11-1274
Title:
Marc J. Gabelli and Bruce Alpert, Petitioners
v.
Securities and Exchange Commission
Docketed:April 24, 2012
Linked with 11A755
Lower Ct:United States Court of Appeals for the Second Circuit
  Case Nos.:(10-3581-cv, 10-3628-cv, 10-3760-cv)
  Decision Date:August 1, 2011
  Rehearing Denied:November 22, 2011
Questions Presented

~~~Date~~~ ~~~~~~~Proceedings  and  Orders~~~~~~~~~~~~~~~~~~~~~
Feb 6 2012 Application (11A755) to extend the time to file a petition for a writ of certiorari from February 20, 2012 to March 22, 2012, submitted to Justice Ginsburg.
Feb 10 2012 Application (11A755) granted by Justice Ginsburg extending the time to file until March 22, 2012.
Mar 2 2012 Application (11A755) to extend further the time from March 22, 2012 to April 20, 2012, submitted to Justice Ginsburg.
Mar 7 2012 Application (11A755) granted by Justice Ginsburg extending the time to file until April 20, 2012.
Apr 20 2012 Petition for a writ of certiorari filed. (Response due May 24, 2012)
May 15 2012 Order extending time to file response to petition to and including June 25, 2012.
Jun 14 2012 Order further extending time to file response to petition to and including July 25, 2012.
Jul 25 2012 Brief of respondent Securities and Exchange Commission in opposition filed.
Aug 8 2012 DISTRIBUTED for Conference of September 24, 2012.
Aug 14 2012 Reply of petitioners Marc J. Gabelli and Bruce Alpert filed. (Distributed)
Sep 10 2012 Supplemental brief of petitioner Marc J. Gabelli and Bruce Alpert filed. (Distributed)
Sep 21 2012 Supplemental brief of petitioner Marc J. Gabelli and Bruce Alpert filed. (Distributed) (Second Supplemental)
Sep 25 2012 Petition GRANTED.
Oct 31 2012 SET FOR ARGUMENT ON Tuesday, January 8, 2013.
Nov 2 2012 Consent to the filing of amicus curiae briefs, in suport of either party or of neither party, received from the Solicitor General on behalf of the respondent.
Nov 5 2012 Consent to the filing of amicus curiae briefs, in support of either party or of neither party, received from counsel for the petitioners.
Nov 9 2012 Joint appendix filed. (Statement of costs filed)
Nov 9 2012 Brief of petitioners Marc J. Gabelli and Bruce Alpert filed.
Nov 13 2012 Record from the U.S.D.C. for the Southern District of New York is electronic.
Nov 16 2012 CIRCULATED.
Nov 16 2012 Brief amicus curiae of Association of the Bar of the City of New York filed. (Distributed)
Nov 16 2012 Brief amicus curiae of American Bankers Association filed. (Distributed)
Nov 16 2012 Brief amici curiae of Securities Industry and Financial Markets Association, et al. filed. (Distributed)
Nov 16 2012 Brief amicus curiae of Cato Institute filed. (Distributed)
Nov 16 2012 Brief amicus curiae of DRI - The Voice of the Defense Bar filed. (Distributed)
Nov 16 2012 Brief amicus curiae of National Association of Criminal Defense Lawyers filed. (Distributed)
Nov 21 2012 Motion for leave to file amici brief out of time filed by Former SEC Commissioners and Officials.
Dec 3 2012 Motion for leave to file amici brief out of time filed by Former SEC Commissioners and Officials GRANTED.
Dec 4 2012 Record from U.S.C.A. for 2nd Circuit is electronic.
Dec 7 2012 Brief amicus curiae of Occupy the SEC filed. (Distributed)
Dec 10 2012 Brief of respondent Securities and Exchange Commission filed. (Distributed)
Dec 26 2012 Reply brief of petitioners Marc J. Gabelli and Bruce Alpert filed. (Distributed)
Jan 7 2013 Letter from counsel for petitioners Marc J. Gabelli and Bruce Alpert filed. (Distributed)
Jan 8 2013 Argued. For petitioners: Lewis J. Liman, New York, N. Y. For respondent: Jeffrey B. Wall, Assistant to the Solicitor General, Department of Justice, Washington, D. C.
Feb 27 2013 Judgment REVERSED and case REMANDED. Roberts, C. J., delivered the opinion for a unanimous Court.
Apr 1 2013 JUDGMENT ISSUED.



~~Name~~~~~~~~~~~~~~~~~~~~~    ~~~~~~~Address~~~~~~~~~~~~~~~~~~   ~~Phone~~~
Attorneys for Petitioners:
Lewis J. Liman Cleary Gottlieb Steen & Hamilton(212) 225-2000
    Counsel of RecordOne Liberty Plaza
New York, NY  10006
llimon@cgsh.com
Party name: Marc J. Gabelli and Bruce Alpert
Attorneys for Respondent:
Donald B. Verrilli Jr. Solicitor General(202) 514-2217
    Counsel of Record United States Department of Justice
950 Pennsylvania Avenue, N.W.
Washington, DC  20530-0001
SupremeCtBriefs@USDOJ.gov
Party name: Securities and Exchange Commission
 
Jeffrey B. Wall Assistant to the Solicitor General
Department of Justice
Washington, DC  20530
Party name: Securities and Exchange Commission
Other:
Brian J. Murray Jones Day(312) 782-3939
77 West Wacker Dr., Suite 3500
Chicago, IL  60601
bjmurray@jonesday.com
Party name: Cato Institute
 
Mark A. Perry Gibson Dunn & Crutcher LLP(202) 955-8500
1050 Connecticut Ave., N.W.
Washington, DC  20036
mperry@gibsondunn.com
Party name: Securities Industry and Financial Markets Association, et al.
 
Lee S. Richards One World Financial Center (212)-530-1800
New York, NY  10281
lrichards@rkollp.com
Party name: Former SEC Commissioners and Officials
 
Mary Massaron Ross President of DRI(312) 795-1101
DRI- The Voice of the Defense Bar
55 West Monroe
Suite 2000
Chicago, IL  6063
mmassaron@plunkettcooney.com
Party name: DRI - The Voice of the Defense Bar
 
John F. Savarese Wachtel Lipton Rosen & Katz(212) 403-1000
51 West 52nd Street
New York, NY  10019
JFSavarese@wlrk.com
Party name: Association of the Bar of the City of New York
 
Clifford M. Sloan Skadden Arps Slate Meagher & Flom LLP(202) 371-7000
1440 New York Avenue, N.W.
Washington, DC  20005
cliff.sloan@skadden.com
Party name: American Bankers Association
 
Akshat Tewary 1974 Route 27 (732)-287-0080
Edison, NJ  08817
info@tewary.com
Party name: Occupy the SEC
 
Paul R.Q. Wolfson Wilmer Cutler Pickering Hale and Dorr LLP(202) 663-6390
1875 Pennsylvania Avenue, N.W.
Washington, DC  20006
paul.wolfson@wilmerhale.com
Party name: National Association of Criminal Defense Lawyers
October 25, 2014 | Version 2014.1